Cross-Border Securities Transactions

Berenbaum Weinshienk PC has expertise in U.S. securities laws, assists foreign corporate clients with access to the U.S. securities markets, and conducts cross-border transactions in compliance with U.S. Federal and state securities laws. In addition, we represent foreign private issuers with the U.S. listing process on the premier tier of the OTC, the OTCQX, and other exchanges including NYSE, NYSE Amex and NASDAQ. To facilitate the listing process, we are an OTCQX designated attorney Principal American Liaison (“PAL”) and currently represent over 30 public companies with their listing and continuing U.S. disclosure requirements. We further assist foreign companies with certain exempt offerings of debt and equity securities under Regulation S, Rule 506 of Regulation D, Rule 144A and qualifying exchange offers in connection with mergers and acquisitions. Below is a list of some of our representative cross-border clients:

  • Canada Lithium Corporation
  • Hudson Resources Inc.
  • Dorato Resources Inc.
  • CRH Medical Corporation
  • TVI Pacific Inc.
Cross-Border Securities Transactions Attorneys

Attorneys in our Cross-Border Securities Transactions Practice Group are:

Victoria B. BantzShareholder
John B. WillsShareholder

370 Seventeenth Street, Suite 4800
Denver, Colorado 80202

303.825.0800
fax 303.629.7610
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